Form 4 for GDL GDL FUND
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-22 · accession 0001271163-21-000085 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-10-26 | 2021-10-22 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | S - Sale | $8.99 | -3,591 | 2.44M | -0.1% | -$32.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2021-10-22 | S | D | 3,591 | $8.99 | 2,441,900 | I E3M Investors, LLC | — | — | (F1) Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. (F2) The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |