Form 4 for GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001271163-21-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | 2021-11-12 | GCV | GABELLI MARIO J | Dir, Control Person of Adviser | S - Sale | $6.68 | -8,000 | 501.7K | -2% | -$53.4K | |
| I | 2021-11-16 | 2021-11-15 | GCV | GABELLI MARIO J | Dir, Control Person of Adviser | S - Sale | $6.58 | -9,000 | 1.12M | -0.8% | -$59.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.001 | 2021-11-12 | S | D | 8,000 | $6.68 | 501,670 | D GGCP, Inc. | — | — | (F1) The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| 2 | Common | Common Stock, Par Value $0.001 | 2021-11-15 | S | D | 9,000 | $6.58 | 1,120,000 | I | — | — |