InsiderTrades

Form 4 for GAB GABELLI EQUITY TRUST INC

Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-17 · accession 0001271163-21-000092 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2021-12-21 2021-12-17 GAB GABELLI MARIO J Dir, Control Person of Adviser P - Purchase $100.00 +60.0K 20.0K New +$6.00M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Series M Cumulative Preferred Stock 2021-12-17 P A 40,000 $100.00 40,000 I GAMCO Investors, Inc. — — (F1) The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
2 Common Series M Cumulative Preferred Stock 2021-12-17 P A 20,000 $100.00 20,000 I Associated Capital Group, Inc. — — (F2) The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.