Form 4 for GUT GABELLI UTILITY TRUST
Accepted 2022-04-27 00:00:00 ET · period of report 2022-04-25 · accession 0001271163-22-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-04-27 | 2022-04-25 | GUT | GABELLI MARIO J | Dir, Control Person of Adviser | J - Other | $5.50 | +37.5K | 23.8K | New | +$206.0K |
| 2022-04-27 | 2022-04-25 | GUT | GABELLI MARIO J | Dir, Control Person of Adviser | J - Other | $5.50 | +113.0K | 903.9K | +14% | +$621.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2022-04-25 | J | A | 34,482 | $5.50 | 275,853 | I | — | — | |
| 2 | Common | Common Shares, Par Value $0.001 | 2022-04-25 | J | A | 2,977 | $5.50 | 23,815 | I GGCP, Inc. | — | — | (F3) The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| 3 | Common | Common Shares, Par Value $0.001 | 2022-04-25 | J | A | 112,984 | $5.50 | 903,866 | D MJG IV Limited Partnership | — | — | (F2) The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |