Form 4 for GDL GDL FUND
Accepted 2022-10-05 00:00:00 ET · period of report 2022-10-03 · accession 0001271163-22-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-10-05 | 2022-10-03+ | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | P - Purchase | $8.00 | +2,906 | 2.51M | +0.1% | +$23.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2022-10-03 | P | A | 170 | $8.00 | 46,800 | I GPJ Retirement Partners | — | — | (F1) The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| 2 | Common | Common Shares, Par Value $0.001 | 2022-10-04 | P | A | 2,736 | $8.00 | 2,510,000.07 | I E3M Investors, LLC | — | — | (F2) The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |