Form 4 for GDL GDL FUND
Accepted 2022-10-19 00:00:00 ET · period of report 2022-10-17 · accession 0001271163-22-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-10-19 | 2022-10-17 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | P - Purchase | $10.00 | +200.0K | 500.0K | +67% | +$2.00M | |
| I | 2022-10-19 | 2022-10-17 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | S - Sale | $10.00 | -200.0K | 0 | -100% | -$2.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series E Cumulative Preferred Shares | 2022-10-17 | P | A | 200,000 | $10.00 | 500,000 | D | — | — | |
| 2 | Common | Series E Cumulative Preferred Shares | 2022-10-17 | S | D | 200,000 | $10.00 | 0 | I E3M 2018, LLC | — | — | (F2) The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |