Form 4 for GDL GDL FUND
Accepted 2023-03-28 00:00:00 ET · period of report 2023-03-27 · accession 0001271163-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-28 | 2023-03-27 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | J - Other | $10.00 | -250.0K | 250.0K | -50% | -$2.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series E Cumulative Preferred Shares | 2023-03-27 | J | D | 250,000 | $10.00 | 250,000 | D | — | — |