Form 4 for GDL GDL FUND
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-17 · accession 0001271163-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-04-18 | 2023-04-17 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | S - Sale | $7.85 | -2,000 | 48.0K | -4% | -$15.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2023-04-17 | S | D | 2,000 | $7.85 | 48,000 | I GPJ Retirement Partners | — | — | (F1) The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |