Form 4 for GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-28 · accession 0001271163-23-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-08-01 | 2023-07-28 | GCV | GABELLI MARIO J | Control Person of Adviser | S - Sale | $4.26 | -10.0K | 1.10M | -0.9% | -$42.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.001 | 2023-07-28 | S | D | 10,000 | $4.26 | 1,100,000 | I GGCP, Inc. | — | — | (F1) The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |