Form 4 for GDL GDL FUND
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-07 · accession 0001271163-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-08-08 | 2023-08-07 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | P - Purchase | $7.93 | +120 | 57.3K | +0.2% | +$951.60 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2023-08-07 | P | A | 120 | $7.93 | 57,282 | I GAMCO Investors, Inc. | — | — | (F1) The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |