Form 4 for GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-20 · accession 0001271163-23-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-22 | 2023-11-20 | GLU | GABELLI MARIO J | 10%, Control Person of Adviser | S - Sale | $50.35 | -2,298 | 76.0K | -3% | -$115.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Cumulative Puttable and Callable Preferred Shares | 2023-11-20 | S | D | 2,298 | $50.35 | 76,000 | I Associated Capital Group, Inc. | — | — | (F1) Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer. (F2) The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |