Form 4 for ECF ELLSWORTH GROWTH & INCOME FUND LTD
Accepted 2024-06-28 00:00:00 ET · period of report 2024-06-26 · accession 0001271163-24-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-28 | 2024-06-26 | ECF | GABELLI MARIO J | Dir, Control Person of Adviser | J - Other | $10.00 | -50.0K | 240.0K | -17% | -$500.0K | |
| I | 2024-06-28 | 2024-06-26 | ECF | GABELLI MARIO J | Dir, Control Person of Adviser | J - Other | $10.00 | -50.0K | 100.0K | -33% | -$500.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Cumulative Preferred Shares | 2024-06-26 | J | D | 50,000 | $10.00 | 240,000 | D GPJ Retirement Partners | — | — | (F2) The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| 2 | Common | Series B Cumulative Preferred Shares | 2024-06-26 | J | D | 50,000 | $10.00 | 100,000 | I | — | — |