Form 4 for GUT GABELLI UTILITY TRUST
Accepted 2024-10-29 00:00:00 ET · period of report 2024-10-25 · accession 0001271163-24-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-10-29 | 2024-10-25 | GUT | GABELLI MARIO J | Dir, Control Person of Adviser | J - Other | $5.00 | +50.0K | 953.9K | +6% | +$250.0K | |
| I | 2024-10-29 | 2024-10-25 | GUT | GABELLI MARIO J | Dir, Control Person of Adviser | J - Other | $5.00 | +55.2K | 331.0K | +20% | +$275.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2024-10-25 | J | A | 50,000 | $5.00 | 953,866 | D GGCP, Inc. | — | — | (F2) The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| 2 | Common | Common Shares, Par Value $0.001 | 2024-10-25 | J | A | 55,170 | $5.00 | 331,023 | I | — | — |