Form 4 for GDL GDL FUND
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-26 · accession 0001271163-24-000071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-11-27 | 2024-11-26 | GDL | GABELLI MARIO J | Dir, 10%, Control Person of Adviser | S - Sale | $8.04 | -2,500 | 242.0K | -1% | -$20.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2024-11-26 | S | D | 2,500 | $8.04 | 242,000 | I GGCP, Inc. | — | — | (F1) The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |