Form 4 for ADAM ADAMAS TRUST, INC.
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-01 · accession 0001273685-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2022-01-01 | ADAM | Serrano Jason T | CEO, Dir | F - Tax | $3.72 | -30.2K | 550.6K | -5% | -$112.2K |
| DM | 2022-01-04 | 2022-01-01 | ADAM | Serrano Jason T | CEO, Dir | M - OptEx | $0.00 | +71.9K | 595.8K | +14% | $0 |
| DM | 2022-01-04 | 2022-01-01 | ADAM | Serrano Jason T | CEO, Dir | M - OptEx | $0.00 | -71.9K | 162.3K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-01-01 | F | D | 18,805 | $3.72 | 577,006 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-01-01 | F | D | 11,352 | $3.72 | 550,644 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-01-01 | M | A | 26,752 | $0.00 | 561,996 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-01-01 | M | A | 45,167 | $0.00 | 595,811 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. |
| 5 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 45,167 | $0.00 | 117,086 | D | — · — to — | 45,167 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F7) On January 27, 2021, the Reporting Person was granted 135,501 RSUs, vesting in three equal annual installments beginning on January 1, 2022. |
| 6 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 26,752 | $0.00 | 162,253 | D | — · — to — | 26,752 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F6) On January 1, 2020, the Reporting Person was granted 80,257 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |