Form 4 for ADAM ADAMAS TRUST, INC.
Accepted 2024-01-03 00:00:00 ET · period of report 2024-01-01 · accession 0001273685-24-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2024-01-01 | ADAM | Nario-Eng Kristine Rimando | CFO | M - OptEx | $0.00 | +18.2K | 113.9K | +19% | $0 |
| DM | 2024-01-03 | 2024-01-01 | ADAM | Nario-Eng Kristine Rimando | CFO | F - Tax | $8.53 | -9,584 | 109.7K | -8% | -$81.8K |
| DM | 2024-01-03 | 2024-01-01 | ADAM | Nario-Eng Kristine Rimando | CFO | M - OptEx | $0.00 | -18.2K | 23.7K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-01-01 | M | A | 4,234 | $0.00 | 111,850 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-01-01 | F | D | 5,279 | $8.53 | 116,232 | D | — | — | (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-01-01 | M | A | 9,766 | $0.00 | 121,511 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-01-01 | F | D | 2,143 | $8.53 | 111,745 | D | — | — | (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-01-01 | M | A | 4,200 | $0.00 | 113,888 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-01-01 | F | D | 2,162 | $8.53 | 109,688 | D | — | — | (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 7 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 4,200 | $0.00 | 33,497 | D | — · — to — | 4,200 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F10) On January 27, 2022, the Reporting Person was granted 12,600 RSUs, vesting in three equal annual installments beginning on January 1, 2023. |
| 8 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 4,234 | $0.00 | 37,697 | D | — · — to — | 4,234 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F9) On January 27, 2021, the Reporting Person was granted 12,703 RSUs, vesting in three equal annual installments beginning on January 1, 2022. |
| 9 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 9,766 | $0.00 | 23,731 | D | — · — to — | 9,766 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F11) On April 25, 2023, the Reporting Person was granted 29,297 RSUs, vesting in three equal annual installments beginning on January 1, 2024. |