Form 4 for ADAM ADAMAS TRUST, INC.
Accepted 2025-01-02 00:00:00 ET · period of report 2025-01-01 · accession 0001273685-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-02 | 2025-01-01 | ADAM | Mah Nicholas | Pres | M - OptEx | $0.00 | +64.0K | 193.3K | +50% | $0 |
| DM | 2025-01-02 | 2025-01-01 | ADAM | Mah Nicholas | Pres | F - Tax | $6.06 | -35.1K | 214.7K | -14% | -$212.9K |
| DM | 2025-01-02 | 2025-01-01 | ADAM | Mah Nicholas | Pres | M - OptEx | $0.00 | -64.0K | 145.2K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2025-01-01 | M | A | 32,122 | $0.00 | 231,700 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 2 | Common | Common Stock, par value $0.01 per share | 2025-01-01 | F | D | 14,002 | $6.06 | 199,578 | D | — | — | (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 3 | Common | Common Stock, par value $0.01 per share | 2025-01-01 | M | A | 24,414 | $0.00 | 213,580 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 4 | Common | Common Stock, par value $0.01 per share | 2025-01-01 | F | D | 4,118 | $6.06 | 189,166 | D | — | — | (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 5 | Common | Common Stock, par value $0.01 per share | 2025-01-01 | M | A | 7,467 | $0.00 | 193,284 | D | — | — | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 6 | Common | Common Stock, par value $0.01 per share | 2025-01-01 | F | D | 17,009 | $6.06 | 214,691 | D | — | — | (F3) On March 9, 2023, NYMT effected a one-for-four reverse stock split of its common stock. The amount of securities reported has been adjusted to reflect the reverse stock split. |
| 7 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 32,122 | $0.00 | 88,658 | D | $0.00 · — to — | 32,122 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F11) On April 10, 2024, the Reporting Person was granted 96,366 RSUs, vesting in three equal annual installments beginning on January 1, 2025. |
| 8 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 24,414 | $0.00 | 120,780 | D | $0.00 · — to — | 24,414 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F10) On April 25, 2023, the Reporting Person was granted 73,242 RSUs, vesting in three equal annual installments beginning on January 1, 2024. |
| 9 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 7,467 | $0.00 | 145,194 | D | $0.00 · — to — | 7,467 Common Stock, par value $0.01 per share | (F2) Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. (F9) On January 27, 2022, the Reporting Person was granted 22,401 RSUs, vesting in three equal annual installments beginning on January 1, 2023. |