Form 4 for NDLS NOODLES & Co
Accepted 2022-06-30 00:00:00 ET · period of report 2022-06-28 · accession 0001275158-22-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-06-30 | 2022-06-28+ | NDLS | WEST THOMAS B | COO | F - Tax | $4.68 | -3,693 | 102.8K | -3% | -$17.3K |
| 2022-06-30 | 2022-06-29 | NDLS | WEST THOMAS B | COO | A - Grant | $0.00 | +8,910 | 111.4K | +9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-29 | F | D | 388 | $4.65 | 102,451 | D | — | — | (F1) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. |
| 2 | Common | Class A Common Stock | 2022-06-29 | F | D | 2,549 | $4.65 | 108,812 | D | — | — | (F3) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender. |
| 3 | Common | Class A Common Stock | 2022-06-29 | A | A | 8,910 | $0.00 | 111,361 | D | — | — | (F2) On June 28th, 2019, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. |
| 4 | Common | Class A Common Stock | 2022-06-28 | F | D | 756 | $4.82 | 102,839 | D | — | — | (F1) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. |