Form 4 for NDLS NOODLES & Co
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-14 · accession 0001275158-23-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-15 | 2023-03-14 | NDLS | Lockhart Kathryn Rae | CAO | A - Grant | $0.00 | +9,823 | 44.6K | +28% | $0 | |
| 2023-03-15 | 2023-03-14 | NDLS | Lockhart Kathryn Rae | CAO | F - Tax | $5.09 | -2,926 | 41.7K | -7% | -$14.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-14 | A | A | 9,823 | $0.00 | 44,591 | D | — | — | (F1) Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. |
| 2 | Common | Class A Common Stock | 2023-03-14 | F | D | 2,926 | $5.09 | 41,665 | D | — | — | (F2) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. |