Form 4 for NDLS NOODLES & Co
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-14 · accession 0001275158-24-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-18 | 2024-03-14 | NDLS | Lockhart Kathryn Rae | CAO | A - Grant | $0.00 | +1,915 | 39.2K | +5% | $0 | |
| M | 2024-03-18 | 2024-03-14 | NDLS | Lockhart Kathryn Rae | CAO | F - Tax | $1.80 | -4,416 | 37.2K | -11% | -$7,949 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-14 | A | A | 1,915 | $0.00 | 39,165 | D | — | — | (F2) On March 14th, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. |
| 2 | Common | Class A Common Stock | 2024-03-14 | F | D | 653 | $1.80 | 38,512 | D | — | — | (F3) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender. |
| 3 | Common | Class A Common Stock | 2024-03-14 | F | D | 3,763 | $1.80 | 37,250 | D | — | — | (F1) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. |