Form 4 for AMBA AMBARELLA INC
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-02 · accession 0001280263-21-000074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-07 | 2021-09-03 | AMBA | PAISLEY CHRISTOPHER B | Dir | M - OptEx | $16.35 | +736 | 30.3K | +2% | +$12.0K |
| D | 2021-09-07 | 2021-09-03 | AMBA | PAISLEY CHRISTOPHER B | Dir | S - Sale+OE | $132.44 | -736 | 29.6K | -2% | -$97.5K |
| D | 2021-09-07 | 2021-09-02 | AMBA | PAISLEY CHRISTOPHER B | Dir | A - Grant | $0.00 | +1,508 | 1,508 | New | $0 |
| D | 2021-09-07 | 2021-09-03 | AMBA | PAISLEY CHRISTOPHER B | Dir | M - OptEx | $0.00 | -736 | 736 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-09-03 | M | A | 736 | $16.35 | 30,286 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-09-03 | S | D | 736 | $132.44 | 29,550 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-02 | A | A | 1,508 | $0.00 | 1,508 | D | — · — to 2022-09-15 | 1,508 Ordinary Shares | (F3) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F4) The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022. |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-03 | M | D | 736 | $0.00 | 736 | D | $16.35 · — to 2023-06-05 | 736 Ordinary Shares | (F2) Shares subject to the option vest monthly over one year commencing on June 6, 2013. |