Form 4 for AMBA AMBARELLA INC
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-16 · accession 0001280263-21-000145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-16 | AMBA | Lee Chan W | COO | M - OptEx | — | +5,443 | 27.7K | +24% | — |
| D | 2021-12-17 | 2021-12-16 | AMBA | Lee Chan W | COO | S - Sale+OE | $188.84 | -2,997 | 24.7K | -11% | -$566.0K |
| DM | 2021-12-17 | 2021-12-16 | AMBA | Lee Chan W | COO | M - OptEx | $0.00 | -5,443 | 2,473 | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-12-16 | M | A | 5,443 | — | 27,690 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. |
| 2 | Common | Ordinary Shares | 2021-12-16 | S | D | 2,997 | $188.84 | 24,693 | D | — | — | (F2) Shares sold to pay tax obligations resulting from the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 734 | $0.00 | 6,604 | D | — · — to 2024-03-15 | 734 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F5) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. |
| 4 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 2,237 | $0.00 | 11,188 | D | — · — to 2023-03-15 | 2,237 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F4) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. |
| 5 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 2,472 | $0.00 | 2,473 | D | — · — to 2022-03-15 | 2,472 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F3) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. |