Form 4 for AMBA AMBARELLA INC
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-16 · accession 0001280263-22-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-20 | 2022-09-16 | AMBA | Lee Chan W | COO | S - Sale+OE | $63.25 | -2,072 | 64.9K | -3% | -$131.1K |
| D | 2022-09-20 | 2022-09-16 | AMBA | Lee Chan W | COO | M - OptEx | — | +4,049 | 67.0K | +6% | — |
| DM | 2022-09-20 | 2022-09-16 | AMBA | Lee Chan W | COO | M - OptEx | $0.00 | -4,049 | 4,403 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-09-16 | S | D | 2,072 | $63.25 | 64,897 | D | — | — | (F3) Shares sold to pay tax obligations resulting from the vesting of restricted stock units. |
| 2 | Common | Ordinary Shares | 2022-09-16 | M | A | 4,049 | — | 66,969 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F2) Includes 142 shares acquired under the Company's employee stock purchase plan on September 15, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-09-16 | M | D | 1,077 | $0.00 | 10,774 | D | — · — to 2025-03-15 | 1,077 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F6) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022. |
| 4 | Derivative | Restricted Stock Units | 2022-09-16 | M | D | 2,238 | $0.00 | 4,475 | D | — · — to 2023-03-15 | 2,238 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F4) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. |
| 5 | Derivative | Restricted Stock Units | 2022-09-16 | M | D | 734 | $0.00 | 4,403 | D | — · — to 2024-03-15 | 734 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F5) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. |