Form 4 for AMBA AMBARELLA INC
Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-16 · accession 0001280263-22-000096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-20 | 2022-12-16 | AMBA | Schwarting Elizabeth M | Dir | M - OptEx | — | +779 | 4,221 | +23% | — |
| D | 2022-12-20 | 2022-12-19 | AMBA | Schwarting Elizabeth M | Dir | S - Sale+OE | $81.42 | -234 | 3,987 | -6% | -$19.1K |
| D | 2022-12-20 | 2022-12-16 | AMBA | Schwarting Elizabeth M | Dir | M - OptEx | $0.00 | -779 | 2,338 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-12-16 | M | A | 779 | — | 4,221 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. |
| 2 | Common | Ordinary Shares | 2022-12-19 | S | D | 234 | $81.42 | 3,987 | D | — | — | (F2) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $81.3604 to $81.4700 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 3 | Derivative | Restricted Stock Units | 2022-12-16 | M | D | 779 | $0.00 | 2,338 | D | — · — to 2023-09-15 | 779 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F3) The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023. |