Form 4 for AMBA AMBARELLA INC
Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-16 · accession 0001280263-22-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-20 | 2022-12-16 | AMBA | Ju Chi-Hong | Sr. VP, Systems | M - OptEx | — | +2,485 | 157.7K | +2% | — |
| DM | 2022-12-20 | 2022-12-16+ | AMBA | Ju Chi-Hong | Sr. VP, Systems | S - Sale+OE | $82.52 | -2,026 | 155.7K | -1% | -$167.2K |
| DM | 2022-12-20 | 2022-12-16 | AMBA | Ju Chi-Hong | Sr. VP, Systems | M - OptEx | $0.00 | -2,485 | 6,981 | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-12-16 | M | A | 2,485 | — | 157,715 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. |
| 2 | Common | Ordinary Shares | 2022-12-16 | S | D | 1,262 | $83.77 | 156,453 | D | — | — | (F2) Shares sold to pay tax obligations resulting from the vesting of restricted stock units. |
| 3 | Common | Ordinary Shares | 2022-12-19 | S | D | 764 | $80.46 | 155,689 | D | — | — | (F3) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $80.46 to $80.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 4 | Derivative | Restricted Stock Units | 2022-12-16 | M | D | 1,195 | $0.00 | 1,195 | D | — · — to 2023-03-15 | 1,195 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F4) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. |
| 5 | Derivative | Restricted Stock Units | 2022-12-16 | M | D | 514 | $0.00 | 2,568 | D | — · — to 2024-03-15 | 514 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F5) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. |
| 6 | Derivative | Restricted Stock Units | 2022-12-16 | M | D | 776 | $0.00 | 6,981 | D | — · — to 2025-03-15 | 776 Restricted Stock Units | (F1) Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. (F6) The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022. |