Form 4 for CNS COHEN & STEERS, INC.
Accepted 2021-12-02 00:00:00 ET · period of report 2020-05-20 · accession 0001284812-21-000255 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | 2021-12-01 | CNS | STEERS ROBERT HAMILTON | CEO, Dir, 10% | G - Gift | $0.00 | -109.2K | 146.1K | -43% | $0 | |
| I | 2021-12-02 | 2021-12-01 | CNS | STEERS ROBERT HAMILTON | CEO, Dir, 10% | G - Gift | $0.00 | +109.2K | 6.93M | +2% | $0 |
| 2021-12-02 | 2021-11-30 | CNS | STEERS ROBERT HAMILTON | CEO, Dir, 10% | A - Grant | $0.00 | +2,307 | 255.3K | +0.9% | $0 | |
| 2021-12-02 | 2020-05-20 | CNS | STEERS ROBERT HAMILTON | CEO, Dir, 10% | W - Inherited | $0.00 | +334 | 253.0K | +0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | G | D | 109,166 | $0.00 | 146,123 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-01 | G | A | 109,166 | $0.00 | 6,928,457 | I | — | — | |
| 3 | Common | Common Stock | 2021-11-30 | A | A | 2,307 | $0.00 | 255,289 | D | — | — | (F1) Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2021 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021. |
| 4 | Common | Common Stock | 2020-05-20 | W | A | 334 | $0.00 | 252,982 | D By the Robert H. Steers 2018 Revocable Trust | — | — | (F3) Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |