Form 4 for PSEC PROSPECT CAPITAL CORP
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-11 · accession 0001287032-23-000168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | 2022-12-29 | PSEC | Barry John F | CEO, Dir, 10% | G - Gift | $0.00 | -7.51M | 72.47M | -9% | $0 | |
| M | 2023-05-16 | 2023-05-11+ | PSEC | Barry John F | CEO, Dir, 10% | P - Purchase | $6.18 | +200.0K | 72.60M | +0.3% | +$1.24M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-12-29 | G | D | 7,512,116.03 | $0.00 | 72,468,491.15 | D | — | — | (F1) This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation. |
| 2 | Common | COMMON STOCK | 2023-05-12 | P | A | 100,000 | $6.09 | 72,699,542.31 | D | — | — | |
| 3 | Common | COMMON STOCK | 2023-05-11 | P | A | 100,000 | $6.28 | 72,599,542.31 | D | — | — |