Form 4 for PSEC PROSPECT CAPITAL CORP
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-12 · accession 0001287032-23-000292 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-09-14 | 2023-09-12 | PSEC | Barry John F | CEO, Dir, 10% | P - Purchase | $5.99 | +166.2K | 72.85M | +0.2% | +$995.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,500 | $5.99 | 72,769,228.22 | D | — | — | |
| 2 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,665 | $5.99 | 72,785,893.22 | D | — | — | |
| 3 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,650 | $5.99 | 72,918,888.22 | D | — | — | |
| 4 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,625 | $5.99 | 72,902,238.22 | D | — | — | |
| 5 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,600 | $5.99 | 72,885,613.22 | D | — | — | |
| 6 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,600 | $5.99 | 72,869,013.22 | D | — | — | |
| 7 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,600 | $5.99 | 72,802,493.22 | D | — | — | |
| 8 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,625 | $5.99 | 72,819,118.22 | D | — | — | |
| 9 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,645 | $5.99 | 72,835,763.22 | D | — | — | |
| 10 | Common | COMMON STOCK | 2023-09-12 | P | A | 16,650 | $5.99 | 72,852,413.22 | D | — | — |