Form 4 for PSEC PROSPECT CAPITAL CORP
Accepted 2023-12-28 00:00:00 ET · period of report 2023-12-26 · accession 0001287032-23-000427 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-28 | 2023-12-26+ | PSEC | Barry John F | CEO, Dir, 10% | G - Gift | $0.00 | -8.01M | 67.53M | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-12-27 | G | D | 2,582,000 | $0.00 | 64,949,108.25 | D | — | — | (F1) This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation. |
| 2 | Common | COMMON STOCK | 2023-12-26 | G | D | 5,427,976.74 | $0.00 | 67,531,108.25 | D | — | — | (F1) This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation. |