Form 4 for MXL MAXLINEAR, INC
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0001288469-21-000211 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-20 | MXL | Bollesen Michael | VP of Sales | F - Tax | $49.47 | -2,404 | 54.3K | -4% | -$118.9K |
| D | 2021-08-24 | 2021-08-20 | MXL | Bollesen Michael | VP of Sales | M - OptEx | $0.00 | +2,404 | 56.7K | +4% | $0 |
| DM | 2021-08-24 | 2021-08-20 | MXL | Bollesen Michael | VP of Sales | M - OptEx | $0.00 | -2,404 | 14.7K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-20 | F | D | 2,404 | $49.47 | 54,257 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-20 | M | A | 2,404 | $0.00 | 56,661 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2021-08-20 | M | D | 579 | $0.00 | 10,522 | D | — · — to — | 579 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F3) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. |
| 4 | Derivative | Restricted Stock Units | 2021-08-20 | M | D | 1,825 | $0.00 | 14,725 | D | — · — to — | 1,825 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. |