Form 4 for MXL MAXLINEAR, INC

Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0001288469-21-000212 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-24	2021-08-20	MXL	LING CURTIS	Chief Technical Off	F - Tax	$49.47	-1,252	976.6K	-0.1%	-$61.9K
D	2021-08-24	2021-08-20	MXL	LING CURTIS	Chief Technical Off	M - OptEx	$0.00	+1,252	977.9K	+0.1%	$0
D	2021-08-24	2021-08-20	MXL	LING CURTIS	Chief Technical Off	M - OptEx	$0.00	-1,252	7,577	-14%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-20	F	D	1,252	$49.47	976,604	D	—	—
2	Common	Common Stock	2021-08-20	M	A	1,252	$0.00	977,856	D	—	—	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
3	Derivative	Restricted Stock Units	2021-08-20	M	D	1,252	$0.00	7,577	D	— · — to —	1,252 Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.