Form 4 for MXL MAXLINEAR, INC
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0001288469-21-000213 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-20 | MXL | LITCHFIELD STEVEN G | See remarks | M - OptEx | $0.00 | +1,611 | 106.7K | +2% | $0 |
| D | 2021-08-24 | 2021-08-20 | MXL | LITCHFIELD STEVEN G | See remarks | F - Tax | $49.47 | -1,611 | 105.1K | -2% | -$79.7K |
| D | 2021-08-24 | 2021-08-20 | MXL | LITCHFIELD STEVEN G | See remarks | M - OptEx | $0.00 | -1,611 | 13.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-20 | M | A | 1,611 | $0.00 | 106,716 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 2 | Common | Common Stock | 2021-08-20 | F | D | 1,611 | $49.47 | 105,105 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-08-20 | M | D | 1,611 | $0.00 | 13,000 | D | — · — to — | 1,611 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. |