Form 4 for MXL MAXLINEAR, INC
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0001288469-21-000214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-20 | MXL | LOUGHEED JAMES | See Remarks | F - Tax | $49.47 | -3,424 | 89.5K | -4% | -$169.4K |
| D | 2021-08-24 | 2021-08-20 | MXL | LOUGHEED JAMES | See Remarks | M - OptEx | $0.00 | +3,424 | 92.9K | +4% | $0 |
| DM | 2021-08-24 | 2021-08-20 | MXL | LOUGHEED JAMES | See Remarks | M - OptEx | $0.00 | -3,424 | 5,052 | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-20 | F | D | 3,424 | $49.47 | 89,523 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-20 | M | A | 3,424 | $0.00 | 92,947 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2021-08-20 | M | D | 2,590 | $0.00 | 5,226 | D | — · — to — | 2,590 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021. |
| 4 | Derivative | Restricted Stock Units | 2021-08-20 | M | D | 834 | $0.00 | 5,052 | D | — · — to — | 834 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F3) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. |