Form 4 for MXL MAXLINEAR, INC

Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0001288469-21-000215 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-24	2021-08-20	MXL	Torgerson William	VP, GM, Broadband Group	M - OptEx	$0.00	+772	78.8K	+1.0%	$0
D	2021-08-24	2021-08-20	MXL	Torgerson William	VP, GM, Broadband Group	F - Tax	$49.47	-772	78.0K	-1.0%	-$38.2K
D	2021-08-24	2021-08-20	MXL	Torgerson William	VP, GM, Broadband Group	M - OptEx	$0.00	-772	14.0K	-5%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-20	M	A	772	$0.00	78,794	D	—	—	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
2	Common	Common Stock	2021-08-20	F	D	772	$49.47	78,022	D	—	—
3	Derivative	Restricted Stock Units	2021-08-20	M	D	772	$0.00	14,030	D	— · — to —	772 Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.