Form 4 for MXL MAXLINEAR, INC
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-04 · accession 0001288469-22-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-08 | 2022-02-07 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | F - Tax | $60.38 | -194.7K | 337.3K | -37% | -$11.76M |
| M | 2022-02-08 | 2022-02-04+ | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | A - Grant | $0.00 | +360.6K | 306.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | F | D | 6,105 | $60.38 | 383,453 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-07 | A | A | 11,313 | $0.00 | 389,558 | D | — | — | (F5) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 3 | Common | Common Stock | 2022-02-07 | F | D | 9,158 | $60.38 | 378,245 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-07 | A | A | 16,969 | $0.00 | 387,403 | D | — | — | (F5) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 5 | Common | Common Stock | 2022-02-07 | F | D | 38,850 | $60.38 | 370,434 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-07 | A | A | 71,985 | $0.00 | 409,284 | D | — | — | (F4) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 7 | Common | Common Stock | 2022-02-04 | A | A | 17,268 | $0.00 | 234,832 | D | — | — | (F1) Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022. |
| 8 | Common | Common Stock | 2022-02-07 | A | A | 107,972 | $0.00 | 395,571 | D | — | — | (F4) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 9 | Common | Common Stock | 2022-02-07 | F | D | 29,158 | $60.38 | 287,599 | D | — | — | |
| 10 | Common | Common Stock | 2022-02-07 | A | A | 54,028 | $0.00 | 316,757 | D | — | — | (F3) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 11 | Common | Common Stock | 2022-02-07 | F | D | 43,739 | $60.38 | 262,729 | D | — | — | |
| 12 | Common | Common Stock | 2022-02-07 | A | A | 81,044 | $0.00 | 306,468 | D | — | — | (F3) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 13 | Common | Common Stock | 2022-02-07 | F | D | 9,408 | $60.38 | 225,424 | D | — | — | (F2) On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. |
| 14 | Common | Common Stock | 2022-02-07 | F | D | 58,272 | $60.38 | 337,299 | D | — | — |