Form 4 for MXL MAXLINEAR, INC
Accepted 2022-03-23 00:00:00 ET · period of report 2021-03-21 · accession 0001288469-22-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-23 | 2021-03-21+ | MXL | Dougherty Greg | Dir | M - OptEx | $0.00 | +12.0K | 15.2K | +377% | $0 |
| DM | 2022-03-23 | 2021-03-21+ | MXL | Dougherty Greg | Dir | M - OptEx | $0.00 | -12.0K | 12.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-03-21 | M | A | 6,011 | $0.00 | 8,031 | D | — | — | (F1) This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2021. |
| 2 | Common | Common Stock | 2022-03-21 | M | A | 6,011 | $0.00 | 15,207 | D | — | — | (F2) This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-03-21 | M | D | 6,011 | $0.00 | 6,010 | D | — · — to — | 6,011 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F4) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. |
| 4 | Derivative | Restricted Stock Units | 2021-03-21 | M | D | 6,011 | $0.00 | 12,021 | D | — · — to — | 6,011 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F4) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. |