Form 4 for MXL MAXLINEAR, INC
Accepted 2022-05-24 00:00:00 ET · period of report 2022-05-20 · accession 0001288469-22-000116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-24 | 2022-05-20 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | +14.5K | 412.7K | +4% | $0 |
| D | 2022-05-24 | 2022-05-20 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | F - Tax | $38.45 | -14.5K | 398.2K | -4% | -$558.1K |
| DM | 2022-05-24 | 2022-05-20 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -14.5K | 23.6K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-20 | M | A | 14,516 | $0.00 | 412,731 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 2 | Common | Common Stock | 2022-05-20 | F | D | 14,516 | $38.45 | 398,215 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-20 | M | D | 10,621 | $0.00 | 42,844 | D | — · — to — | 10,621 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F12) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 85,689 RSUs subject to the award will vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award will vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. |
| 4 | Derivative | Restricted Stock Units | 2022-05-20 | M | D | 3,895 | $0.00 | 23,568 | D | — · — to — | 3,895 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F13) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 31,424 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. |