Form 4 for MXL MAXLINEAR, INC
Accepted 2022-08-22 00:00:00 ET · period of report 2022-08-20 · accession 0001288469-22-000161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-22 | 2022-08-20 | MXL | LITCHFIELD STEVEN G | See remarks | F - Tax | $39.46 | -1,611 | 193.9K | -0.8% | -$63.6K |
| D | 2022-08-22 | 2022-08-20 | MXL | LITCHFIELD STEVEN G | See remarks | M - OptEx | $0.00 | +1,611 | 195.6K | +0.8% | $0 |
| D | 2022-08-22 | 2022-08-20 | MXL | LITCHFIELD STEVEN G | See remarks | M - OptEx | $0.00 | -1,611 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-20 | F | D | 1,611 | $39.46 | 193,944 | D | — | — | (F2) On August 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on August 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on August 19, 2022 was the settlement price used to calculate the shares withheld. |
| 2 | Common | Common Stock | 2022-08-20 | M | A | 1,611 | $0.00 | 195,555 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2022-08-20 | M | D | 1,611 | $0.00 | 0 | D | — · — to — | 1,611 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F3) Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. |