Form 4 for MXL MAXLINEAR, INC
Accepted 2022-08-22 00:00:00 ET · period of report 2022-08-20 · accession 0001288469-22-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-22 | 2022-08-20 | MXL | WALSH BRENDAN | VP, Product Line Marketing | F - Tax | $39.46 | -772 | 164.7K | -0.5% | -$30.5K |
| D | 2022-08-22 | 2022-08-20 | MXL | WALSH BRENDAN | VP, Product Line Marketing | M - OptEx | $0.00 | +772 | 165.5K | +0.5% | $0 |
| D | 2022-08-22 | 2022-08-20 | MXL | WALSH BRENDAN | VP, Product Line Marketing | M - OptEx | $0.00 | -772 | 5,457 | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-20 | F | D | 772 | $39.46 | 164,744 | D | — | — | (F2) On August 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on August 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on August 19, 2022 was the settlement price used to calculate the shares withheld. |
| 2 | Common | Common Stock | 2022-08-20 | M | A | 772 | $0.00 | 165,516 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2022-08-20 | M | D | 772 | $0.00 | 5,457 | D | — · — to — | 772 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F3) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. |