Form 4 for MXL MAXLINEAR, INC
Accepted 2023-03-30 00:00:00 ET · period of report 2023-03-21 · accession 0001288469-23-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-30 | 2023-03-21 | MXL | Dougherty Greg | Dir | M - OptEx | $0.00 | +6,010 | 21.2K | +40% | $0 |
| D | 2023-03-30 | 2023-03-21 | MXL | Dougherty Greg | Dir | M - OptEx | $0.00 | -6,010 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-21 | M | A | 6,010 | $0.00 | 21,217 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-03-21 | M | D | 6,010 | $0.00 | 0 | D | — · — to — | 6,010 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. |