Form 4 for MXL MAXLINEAR, INC
Accepted 2023-03-31 00:00:00 ET · period of report 2023-03-30 · accession 0001288469-23-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-31 | 2023-03-30 | MXL | Liu Tsu-Jae King | Dir | M - OptEx | $0.00 | +1,934 | 10.3K | +23% | $0 |
| DM | 2023-03-31 | 2023-03-30 | MXL | Liu Tsu-Jae King | Dir | M - OptEx | $0.00 | -1,934 | 254 | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-30 | M | A | 1,934 | $0.00 | 10,337 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-03-30 | M | D | 1,680 | $0.00 | 1,679 | D | — · — to — | 1,680 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024. |
| 3 | Derivative | Restricted Stock Units | 2023-03-30 | M | D | 254 | $0.00 | 254 | D | — · — to — | 254 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024. |