Form 4 for MXL MAXLINEAR, INC

Accepted 2024-04-02 00:00:00 ET · period of report 2024-03-30 · accession 0001288469-24-000051 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-04-02	2024-03-30	MXL	Liu Tsu-Jae King	Dir	M - OptEx	$0.00	+1,933	17.9K	+12%	$0
DM	2024-04-02	2024-03-30	MXL	Liu Tsu-Jae King	Dir	M - OptEx	$0.00	-1,933	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-03-30	M	A	1,933	$0.00	17,903	D	—	—
2	Derivative	Restricted Stock Units	2024-03-30	M	D	254	$0.00	0	D	— · — to —	254 Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.
3	Derivative	Restricted Stock Units	2024-03-30	M	D	1,679	$0.00	0	D	— · — to —	1,679 Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.