Form 4 for MXL MAXLINEAR, INC
Accepted 2024-05-22 00:00:00 ET · period of report 2024-05-20 · accession 0001288469-24-000075 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-22 | 2024-05-20 | MXL | LITCHFIELD STEVEN G | See remarks | M - OptEx | — | +840 | 396.7K | +0.2% | — |
| D | 2024-05-22 | 2024-05-20 | MXL | LITCHFIELD STEVEN G | See remarks | F - Tax | $19.32 | -840 | 395.9K | -0.2% | -$16.2K |
| D | 2024-05-22 | 2024-05-20 | MXL | LITCHFIELD STEVEN G | See remarks | M - OptEx | $0.00 | -840 | 2,356 | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-20 | M | A | 840 | — | 396,744 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Includes 985 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2024. |
| 2 | Common | Common Stock | 2024-05-20 | F | D | 840 | $19.32 | 395,904 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 840 | $0.00 | 2,356 | D | — · — to — | 840 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F3) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. |