Form 4 for MXL MAXLINEAR, INC
Accepted 2024-05-22 00:00:00 ET · period of report 2024-05-20 · accession 0001288469-24-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-22 | 2024-05-20 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | M - OptEx | — | +14.8K | 689.9K | +2% | — |
| D | 2024-05-22 | 2024-05-20 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | F - Tax | $19.32 | -14.8K | 675.1K | -2% | -$286.7K |
| DM | 2024-05-22 | 2024-05-20 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -14.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-20 | M | A | 14,837 | — | 689,944 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 2 | Common | Common Stock | 2024-05-20 | F | D | 14,837 | $19.32 | 675,107 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 3,981 | $0.00 | 7,856 | D | — · — to — | 3,981 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F20) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 31,424 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. |
| 4 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 10,856 | $0.00 | 0 | D | — · — to — | 10,856 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F19) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 85,689 RSUs subject to the award will vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award will vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. |