Form 4 for MXL MAXLINEAR, INC
Accepted 2024-08-23 00:00:00 ET · period of report 2024-08-20 · accession 0001288469-24-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-23 | 2024-08-20 | MXL | Torgerson William | VP, GM, Broadband Group | F - Tax | $12.49 | -1,981 | 173.7K | -1% | -$24.7K |
| D | 2024-08-23 | 2024-08-20 | MXL | Torgerson William | VP, GM, Broadband Group | M - OptEx | $0.00 | +1,981 | 175.7K | +1% | $0 |
| D | 2024-08-23 | 2024-08-20 | MXL | Torgerson William | VP, GM, Broadband Group | M - OptEx | $0.00 | -1,981 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-20 | F | D | 1,981 | $12.49 | 173,695 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-20 | M | A | 1,981 | $0.00 | 175,676 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2024-08-20 | M | D | 1,981 | $0.00 | 0 | D | — · — to — | 1,981 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award vested on August 20, 2021; twenty percent (20%) of the RSUs subject to the award vested on August 20, 2022; thirty percent (30%) of the RSUs subject to the award vested on August 20, 2023; and forty percent (40%) of the RSUs subject to the award vested on August 20, 2024, such that all the RSUs subject to the award are fully vested. |