Form 4 for MXL MAXLINEAR, INC
Accepted 2025-05-28 00:00:00 ET · period of report 2025-05-26 · accession 0001288469-25-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-28 | 2025-05-26 | MXL | Kwong Connie H. | Corp. Ctrl, PAO | F - Tax | $11.57 | -649 | 56.8K | -1% | -$7,509 |
| D | 2025-05-28 | 2025-05-26 | MXL | Kwong Connie H. | Corp. Ctrl, PAO | M - OptEx | — | +649 | 57.4K | +1% | — |
| D | 2025-05-28 | 2025-05-26 | MXL | Kwong Connie H. | Corp. Ctrl, PAO | M - OptEx | $0.00 | -649 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-26 | F | D | 649 | $11.57 | 56,783 | D | — | — | |
| 2 | Common | Common Stock | 2025-05-26 | M | A | 649 | — | 57,432 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F2) Includes 1,436 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2025. |
| 3 | Derivative | Restricted Stock Units | 2025-05-26 | M | D | 649 | $0.00 | 0 | D | — · — to — | 649 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F3) Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award vested on May 20, 2022; twenty percent (20%) of the RSUs subject to the award vested on May 20, 2023; thirty percent (30%) of the RSUs subject to the award vested on May 20, 2024; and forty percent (40%) of the RSUs subject to the award vested on May 20, 2025, such that all the RSUs subject to the award became fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2025. On May 26, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 23, 2025. |