Form 4 for FIVN Five9, Inc.
Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-03 · accession 0001288847-21-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-08 | 2021-09-03 | FIVN | WELCH SCOTT | EVP, Telco Services, GM EMEA | M - OptEx | $35.04 | +4,763 | 44.0K | +12% | +$166.9K |
| DM | 2021-09-08 | 2021-09-03+ | FIVN | WELCH SCOTT | EVP, Telco Services, GM EMEA | S - Sale+OE | $170.13 | -9,857 | 37.5K | -21% | -$1.68M |
| DM | 2021-09-08 | 2021-09-03 | FIVN | WELCH SCOTT | EVP, Telco Services, GM EMEA | M - OptEx | $0.00 | -4,763 | 7,402 | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | M | A | 1,062 | $53.00 | 45,052 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-03 | M | A | 3,701 | $29.89 | 43,990 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-07 | S | D | 741 | $172.49 | 35,195 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.28 to $172.74, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Common | Common Stock | 2021-09-03 | S | D | 655 | $169.69 | 42,884 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.92 to $169.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Common Stock | 2021-09-03 | S | D | 1,513 | $166.27 | 43,539 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.23 to $166.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Common | Common Stock | 2021-09-07 | S | D | 1,546 | $171.79 | 35,936 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $172.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Common | Common Stock | 2021-09-03 | S | D | 2,415 | $170.41 | 40,469 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.98 to $170.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 8 | Common | Common Stock | 2021-09-03 | S | D | 431 | $171.44 | 40,038 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $171.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 9 | Common | Common Stock | 2021-09-07 | S | D | 1,000 | $170.02 | 39,038 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F6) The reported sales were to cover taxes upon the vesting of restricted stock units. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.29 to $170.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 10 | Common | Common Stock | 2021-09-07 | S | D | 1,556 | $170.55 | 37,482 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. (F6) The reported sales were to cover taxes upon the vesting of restricted stock units. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.32 to $171.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2021-09-03 | M | D | 1,062 | $0.00 | 6,372 | D | $53.00 · — to 2029-02-22 | 1,062 Common Stock | (F12) The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2021-09-03 | M | D | 3,701 | $0.00 | 7,402 | D | $29.89 · — to 2028-02-26 | 3,701 Common Stock | (F11) The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. |