Form 4 for FIVN Five9, Inc.
Accepted 2026-05-22 17:55:04 ET · period of report 2026-05-20 · accession 0001288847-26-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-22 17:55 | 2026-05-20 | FIVN | Gupta Sagar | Dir | A - Grant | $0.00 | +8,972 | 20.3K | +79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-20 | A | A | 8,972 | $0.00 | 20,349 | D | — | — | (F1) On May 20, 2026, Five9, Inc. (the "Issuer") granted a total of 8,972 restricted stock units ("RSUs") of the Issuer to Sagar Gupta, a member of the Issuer's board of directors (the "Board") in respect of his service on the Board. Mr. Gupta holds these RSUs for the benefit of certain investment funds (the "Anson Funds") for which Anson Advisors Inc. and AnsonFunds Management LP serve as co-investment advisors. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will vest on the one-year anniversary of the grant date, or immediately prior to the Company's next annual meeting of the Company's stockholders at which directors are regularly elected. (F2) Because Mr. Gupta serves on the Board as a representative of the Anson Funds, Mr. Gupta does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position. The Anson Funds are entitled to receive all of the economic interest in securities granted to Mr. Gupta by the Issuer in respect of Mr. Gupta's Board position. Mr. Gupta disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Gupta had any economic interest in such securities except any indirect economic interest through Anson Funds, entities in which he does not have a controlling interest and over which he does not have investment control. (F3) As discussed in footnotes 1 and 2, represents securities in which the Anson Funds have all of the economic interest. |