Form 4/A for MORN Morningstar, Inc.
Accepted 2021-08-09 00:00:00 ET · period of report 2021-05-15 · accession 0001289419-21-000196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-08-09 | 2021-05-15+ | MORN | Kapoor Kunal | CEO, Dir | A - Grant | $0.00 | +8,033 | 111.7K | +8% | $0 |
| DA | 2021-08-09 | 2021-05-15 | MORN | Kapoor Kunal | CEO, Dir | F - Tax | $245.02 | -8,926 | 102.8K | -8% | -$2.19M |
| DA | 2021-08-09 | 2021-05-18 | MORN | Kapoor Kunal | CEO, Dir | M - OptEx | $0.00 | +6,011 | 108.7K | +6% | $0 |
| DMA | 2021-08-09 | 2021-05-15 | MORN | Kapoor Kunal | CEO, Dir | A - Grant | $0.00 | +5,648 | 2,824 | New | $0 |
| DA | 2021-08-09 | 2021-05-18 | MORN | Kapoor Kunal | CEO, Dir | M - OptEx | — | -6,011 | 6,011 | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (Restricted Stock Units) | 2021-05-15 | A | A | 4,081 | $0.00 | 101,766 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2022. (F3) Due to an adminitrative error, this total is adjusted to correct the amount of shares beneficially owned by the reporting person from 101,793 to 101,766. |
| 2 | Common | Common Stock (Restricted Stock Units) | 2021-05-15 | A | A | 947 | $0.00 | 102,713 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2022. |
| 3 | Common | Common Stock | 2021-05-15 | F | D | 8,926 | $245.02 | 102,803 | D | — | — | |
| 4 | Common | Common Stock | 2021-05-18 | A | A | 3,005 | $0.00 | 111,729 | D | — | — | (F5) Due to adminstrative error, this Form 4 is being amended to correct the amount of additional shares earned from 507 to 3005. (F6) Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perfomance period ending May 14, 2021 in excess of target under the terms of a market stock unit grant on May 15, 2018. |
| 5 | Common | Common Stock | 2021-05-18 | M | A | 6,011 | $0.00 | 108,724 | D | — | — | (F4) Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. |
| 6 | Derivative | Market Stock Units | 2021-05-15 | A | A | 2,824 | $0.00 | 2,824 | D | — · — to 2024-05-15 | 2,824 Common Stock | (F7) The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. |
| 7 | Derivative | Market Stock Units | 2021-05-18 | M | D | 6,011 | — | 6,011 | D | — · — to 2021-05-18 | 6,011 Common Stock | (F4) Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. |
| 8 | Derivative | Market Stock Units | 2021-05-15 | A | A | 2,824 | $0.00 | 2,824 | D | — · — to 2024-05-15 | 2,824 Common Stock | (F7) The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. |