Form 4 for UPLD Upland Software, Inc.

Accepted 2021-09-20 00:00:00 ET · period of report 2021-09-16 · accession 0001289889-21-000014 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-09-20	2021-09-16	UPLD	Hill Michael Douglass	CFO, Treas	G - Gift	$0.00	-34.7K	224.2K	-13%	$0
M	2021-09-20	2021-09-17+	UPLD	Hill Michael Douglass	CFO, Treas	S - Sale	$36.61	-7,198	217.0K	-3%	-$263.5K
I	2021-09-20	2021-09-16	UPLD	Hill Michael Douglass	CFO, Treas	G - Gift	$0.00	+34.7K	34.7K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-16	G	D	34,689	$0.00	224,157	D Held by MDH Trust	—	—	(F3) Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.
2	Common	Common Stock	2021-09-20	S	D	87	$35.87	216,959	D	—	—
3	Common	Common Stock	2021-09-16	G	A	34,689	$0.00	34,689	I	—	—
4	Common	Common Stock	2021-09-17	S	D	7,111	$36.62	217,046	D	—	—	(F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $36.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.